SERVICES

 

A turnkey Licensee service to empower our advisers

We don’t just authorise representatives, we deliver end-to-end turnkey solutions and processes that ensure our advisers can focus on client engagement.

Back-office administration handled!!

The administration activities that can take over your day are handled by our administrative team. These include new application paperwork, client review paperwork, daily mail handling, chasing invoices and marketing newsletters. Adviser processes that run smoothly, with administration covering the follow-up.

Our advisers enjoy a modern office reception, client meeting rooms and up-to-date software and tools. PWS advisers present a sleek and professional client-experience, all from the comfort of our high-grade North Sydney office.

PWS Services
PWS Paraplanning

Paraplanning that’s right-first time

We believe that paraplanning is too important to outsource. Our highly skilled in-house paraplanners will gain a deep understanding of your requirements in one-on-one conversations, ensuring the process is immediate and right the first time.

Our advisers receive fully packaged advice documents that are ready to present to the client, with minimal back and forth and full peace of mind that all client needs have been understood.

A robust compliant environment

Compliance is an integral part of what we do. The PWS in-house compliance manager reviews all policies and files to ensure they are up to date. This creates a robust and compliant environment with high professional standards. Our advisers appreciate and respect the importance of compliance in the provision of financial advice.

Our advisers benefit from our compliance culture and the knowledge that the PWS adviser team are all held to the same high standards.

PWS monitor and organise client Enhanced Fee Disclosure Statement and written consent notices for ongoing fee arrangements as part of our compliance service, as well as capturing, recording and dealing with any compliance breaches to keep our advisers on the right side of regulators.

On a personal level, we track our adviser’s CPD points, so they know what they need to do over the course of a year and provide resources and advice to ensure our advisers meet the requirements. Through our partnerships advisers can access the resources needed for legislative changes and technical strategies to keep their knowledge fresh.

PWS Compliance
PWS Investment philosophy

An active and considered investment philosophy

We are proud of our considered investment philosophy, built around active investment management and thoughtful diversification. Led by our in-house research manager and investment committee, we strive to ensure a robust framework is maintained for approving new investment opportunities.

Our research features:

  • an extensively researched APL
  • comprehensively tested asset allocation models
  • assistance with the review and compilation of client portfolios
  • compilation of educational and client material as required
  • regular fund manager webinar experiences for clients
  • quarterly publications tailored to individual client portfolios

Our advisers may also participate in research meetings with fund managers to gain high-value insights into their thinking on markets and how they invest.

An unconflicted, quality advice ecosystem

Becoming part of the PWS team delivers a more valuable, easier and more efficient future for our advisers.

Do you have what it takes to become part of a like-minded group who are passionate about providing their clients with the most professional advice experience and services?

“In order to provide certainty for myself and my clients, I needed to align with an established business who are ready to embrace the changes”

Alexandria Thomaschuetz,

PWS Licensee Partner

We welcome the opportunity to discuss the PWS Adviser Representative pathways

Professional Wealth Services Pty Ltd

 

ABN: 58 174 609 776

 

PWS is 100% owned and operated by its advisers, staff and management.

 

Australian Financial Services Licence No. 312047

 

Privacy Policy

Complaints Handling

 

 

ADDRESS

Suite 3, Level 25, 100 Miller Street
(Northpoint Tower) North Sydney NSW 2060

PO Box 1815,                  North Sydney NSW 2059

 

PHONE

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